10.24.19

Oversight of the Status of the Consolidated Audit Trail

The Committee meets in open session to conduct a hearing entitled “Oversight of the Status of the Consolidated Audit Trail.” Witnesses: Ms. Shelly Bohlin, President & Chief Operating Officer of FINRA CAT LLC, FINRA; Ms. Judy McDonald, Chair, CAT NMS Plan Advisory Committee; and Mr. Michael Simon, Chair, CAT NMS Plan Operating Committee.