Full Committee Hearing

The Role of State Securities Regulators In Protecting Investors

Date:   Wednesday, June 2, 2004 Time:   10:00 AM

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Topic

The Committee will meet in OPEN SESSION to conduct a hearing on the role state securities regulators play in protecting the rights and interests of investors.

Witnesses

Witness Panel 1

  1. Mr. Joseph Borg
    Director
    Alabama Securities Commission
  2. Honorable Peter C. Harvey
    Attorney General
    State of New Jersey
  3. Mr. Ralph Lambiase
    President
    North American Securities Administrators Association
  4. Mr. Charles Leven
    Vice President & Goverance Board Chair
    AARP
  5. Ms. Juanita Periman