Full Committee Hearing

Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry

Date:   Thursday, November 20, 2003 Time:   02:00 PM

Open in New Window

Topic

The Committee will meet in OPEN SESSION to conduct the second in a series of hearings on the “Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry.”

Witnesses

Witness Panel 1

  1. Mr. Stephen M. Cutler
    Director - Division of Enforcement
    Securities and Exchange Commission
  2. Mr. Robert Glauber
    Chairman and CEO
    National Association of Securities Dealers
  3. Eliot Spitzer
    Attorney General
    State of New York