Oversight

Oversight of the SEC Inspector General’s Report on the ‘Investigation of the SEC’s Response to Concerns Regarding Robert Allen Stanford’s Alleged Ponzi Scheme’ and Improving SEC Performance

Date:   Wednesday, September 22, 2010 Time:   10:00 AM

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Topic

The witness on Panel I will be: The Honorable H. David Kotz, Esq., Inspector General, U.S. Securities and Exchange Commission. The witness on Panel II will be Mr. Robert Khuzami, Esq., Director, Division of Enforcement, U.S. Securities and Exchange Commission. Additional witnesses may be added at a later date. Individuals with disabilities who require an auxiliary aid or service, including closed captioning service for webcast hearings, should contact the committee clerk at 202-224-7391 at least three business days in advance of the hearing date.

Witnesses

Majority Statements

  1. Senator Christopher J. Dodd
  2. Senator Tim Johnson

Witness Panel 1

  1. H. David Kotz
    Inspector General
    U.S. Securities and Exchange Commission

Witness Panel 2

  1. Mr. Carlo V. di Florio
    Director
    Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
  2. Robert Khuzami
    Director, Division of Enforcement
    U.S. Securities and Exchange Commission
  3. Ms. Rose Romero
    Regional Director
    Fort Worth Regional Office, U.S. Securities and Exchange Commission