Full Committee Hearing

Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry

Date:   Tuesday, November 18, 2003 Time:   10:00 AM

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Topic

The Committee will meet in OPEN SESSION to conduct the first in a series of hearings on the “Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry.”

Witnesses

Witness Panel 1

  1. Mr. William H. Donaldson
    Chairman
    Securities and Exchange Commission

Witness Panel 2

  1. Mr. Matthew P. Fink
    President
    Investment Company Institute
  2. Mr. Marc Lackritz
    President
    Securities Industry Association